top of page

Invention Iceberg Principle: Uncovering the Hidden Potentials in Tech Transfer



As someone who has navigated the complex waters of both academic research and technology transfer, I've seen firsthand the challenges and opportunities that come with bridging these two worlds. The Association of University Technology Managers (AUTM) has diligently tracked disclosure rates for years, providing valuable data for those of us in the field. However, it's crucial to understand that these statistics, while important, do not directly correlate with the innovation output of an institution. This misconception can lead to misguided conclusions about the efficacy of tech transfer operations and, by extension, the innovative capacity of universities.


The disparity in invention disclosures relative to research expenditures across institutions is striking. If we accept that competitive grants from bodies such as the NSF (National Science Foundation) and NIH (National Institutes of Health) are reliable indicators of the quality and validity of research, then logically, we should observe a consistent rate of invention disclosures. Unfortunately, this is far from reality. The variance underscores a deeper issue: faculty engagement in the disclosure process is influenced by a wide range of factors, from trust in the institution to a lack of understanding of the disclosure's importance.


Innovation Iceberg Principle

At Tech Transfer Studio™, we've coined this phenomenon the "Invention Iceberg Principle." Much like an iceberg, the majority of inventions remain unseen beneath the surface, obscured by the murky waters of university culture and the reactive posture of many tech transfer offices. This principle helps to explain why, despite the presence of groundbreaking research, many inventions never make it to the tech transfer office. In some cases, faculty members may not trust their institution to effectively manage and commercialize their inventions. In other instances, they might not be adequately informed about the benefits of disclosure, both for themselves and the broader community.


This lack of disclosure is not a mere oversight; it's a significant barrier to innovation that can stifle the commercialization of research and the advancement of society. Addressing this challenge requires a shift from reactive to proactive behaviors within tech transfer offices. Proactivity can take many forms, such as educational initiatives to demystify the disclosure process, establishing clear and transparent communication channels, and building trust with faculty through consistent and successful commercialization efforts.


Easier Said than Done

However, transforming the operational model of tech transfer offices is easier said than done. Many of these offices are under-resourced, struggling with limited staff and financial constraints. The task of engaging a diverse and often dispersed academic community, identifying potential disclosures, and nurturing them through to commercialization is a formidable one. It requires resources that are not always available, underscoring the need for institutional support and perhaps a reevaluation of how tech transfer activities are supported.


In conclusion, while increasing disclosure rates is a worthy goal, achieving it requires addressing the underlying cultural, educational, and resource challenges that prevent faculty inventors from engaging with the tech transfer process. Our proprietary Tech Transfer Studio™ model addresses these limitations in tech transfer through a revolutionary partnership model. Contact us today at info@techtransfer.studio to learn how we can help your university increase innovation output.

bottom of page